Journal of Environmental Treatment Techniques  
2020, Volume 8, Issue 4, Pages: 1376-1384  
J. Environ. Treat. Tech.  
ISSN: 2309-1185  
Journal web link: http://www.jett.dormaj.com  
https://doi.org/10.47277/JETT/8(4)1384  
Building a Knowledge base on Patenting of  
Technologies and Equipment for Disintegration of  
Rocks with Obtaining Crushed Stone  
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Shegelman I. R. *, Vasilev A. S. , Krupko A. M. , Sukhanov Y. V. , Lukashevich V. M. ,  
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Galaktionov O. N. , Kuznetsov A. V.  
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Doctor of Technical Sciences, Professor, Cross-cutting technology and economic security, Petrozavodsk State University (PSU), 33, Lenina pr.,  
Petrozavodsk, Republic of Karelia, Russia  
2
Candidate of Technical Sciences, Associate Professor, Technologies and organizations of the forest complex, Petrozavodsk State University (PSU), 33,  
Lenina pr., Petrozavodsk, Republic of Karelia, Russia  
Candidate of Technical Sciences, Associate Professor, Mathematical Analysis, Petrozavodsk State University (PSU), 33, Lenina pr., Petrozavodsk,  
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Republic of Karelia, Russia  
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Doctor of Technical Sciences, Associate Professor, Technologies and organizations of the forest complex, Petrozavodsk State University (PSU), 33,  
Lenina pr., Petrozavodsk, Republic of Karelia, Russia  
Received: 11/05/2020  
Accepted: 17/07/2020  
Published: 20/09/2020  
Abstract  
Rock disintegration is one of the most important technological operations in the production of crushed stone, which is widely used  
in the construction of roads and railways, buildings, structures, hydraulic engineering facilities, bridges, tunnels, the production of  
concrete, asphalt, dry building mixes, and other objects and products. In recent years, research has been actively conducted to improve  
the processes of rock disintegration by reducing energy intensity and improving the quality of disintegrating technologies and  
equipment. Moreover, developers and inventors are actively patenting the results of their intellectual activities in the field of promising  
types of new intellectual property for high-potential technologies and equipment for producing high-quality crushed stone. This fact  
indicates that the problems of improving the quality and efficiency of technologies and disintegrating equipment, in particular crushers  
for obtaining crushed stone, have not been solved yet. All this necessitates the synthesis and patenting of new market-competitive  
technologies and equipment for obtaining crushed stone by disintegrating rocks. In this regard, the authors of this work carried out  
research aimed at building a knowledge base in the field of patenting technologies and crushers that ensure the production of crushed  
stone for the construction of roads and railways, buildings, structures, hydraulic engineering facilities, bridges, tunnels, the production  
of concrete, asphalt, dry mixes, and other objects and products. The research also included the categorization of the main areas of  
patenting in this field. This involved using the method of system analysis performed based on the results of patent information search,  
collecting and systematizing the information. The current state and trends of patenting in the field of rock disintegration are identified,  
the main goals (effects) of patented intellectual property are defined. The article presents the most noteworthy patents collected during  
the building the knowledge base.  
Keywords: Knowledge base, Mining industry, Rocks, Disintegration, Jaw crusher, Cone crusher, Patent, Patent search, Road  
construction, Crushed stone  
Introduction1  
patenting the results of their intellectual activities in the field  
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of promising types of new intellectual property for high-  
potential technologies and equipment for producing high-  
quality crushed stone. This fact indicates that the problems of  
improving the quality and efficiency of technologies and  
disintegrating equipment, in particular crushers for obtaining  
crushed stone, are still to be solved. The purpose of this  
research is to synthesize information to build a knowledge  
base in the field of development of promising technical  
solutions for the rock disintegration to produce high-quality  
crushed stone for various industries, as well as to synthesize  
new technical solutions. When choosing disintegration  
technologies and, accordingly, designs, parameters and  
operating modes of disintegrators crushers, developers  
consider the specifics of numerous parameters and  
characteristics of disintegrated rocks. Various technologies of  
disintegration and crusher designs have their own specific  
advantages, as well as disadvantages, which qualitative  
Currently, the disintegration of rocks is one of the most  
important technological operations in the production of  
crushed stone, which is widely used in the construction of  
roads and railways, buildings, structures, hydraulic  
engineering facilities, bridges, tunnels, the production of  
concrete, asphalt, dry building mixes, and other objects and  
products. The analysis revealed that in recent years, research  
has been actively conducted in the field of improving the  
processes of rock disintegration by reducing energy intensity  
and improving the quality of disintegrating technologies and  
equipment. In addition, developers and inventors are actively  
Corresponding author: Shegelman I. R., Doctor of  
Technical Sciences, Professor, Cross-cutting technology and  
economic security, Petrozavodsk State University (PSU), 33,  
Lenina pr., Petrozavodsk, Republic of Karelia, Russia. E-mail:  
education.com.ru@gmail.com  
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Journal of Environmental Treatment Techniques  
2020, Volume 8, Issue 4, Pages: 1376-1384  
elimination requires abrupt technological and technical  
solutions. One of the key factors that confirms the level of  
such solutions is the patenting by researchers and developers  
of the results of their intellectual property. All this necessitates  
the synthesis and patenting of new market-competitive  
technologies and equipment for obtaining crushed stone by  
disintegrating rocks. In this regard, the authors carried out  
research aimed at building a knowledge base in the field of  
patenting technologies and crushers that ensure the production  
of crushed stone for the construction of roads and railways,  
buildings, structures, hydraulic engineering facilities, bridges,  
tunnels, the production of concrete, asphalt, dry building  
mixes, and other objects and products. The article also  
presents categorization of the main areas of patenting in this  
field. During the research, we used the method of a system  
analysis performed based on the results of patent information  
search, collected and systematized information. The tasks  
were set to determine the current state and trends of patenting  
in the field of rock disintegration, to identify the main goals  
years. The Far Eastern Federal University patented the  
composition of self-compacting concrete mixture for  
monolithic concreting in construction [13], as well as special  
concrete for use in the construction of fencing and protective  
structures [14]. The Perm National Research Polytechnic  
University patented the composition of asphalt concrete for  
use in road and airfield construction in the I-III climatic zones  
characterized by cold and humid climate [15]. The St.  
Petersburg State Transport University patented a high-strength  
concrete composition [16] intended for use in civil and  
industrial construction, as well as for the construction of  
special-purpose facilities. This University also patented a raw  
material mixture for the production of building solutions and  
unburned building products, such as facade tiles [17]. The  
National Research Mordovia State University for road  
construction patented variants of asphalt concrete mixture for  
the construction and repair of road surfaces, airfields, city  
streets, bridges [18]. The Don State Technical University  
patented a technology for preparing superplasticizers for  
concrete mixtures with additives that are used primarily for  
concreting monolithic concrete and reinforced concrete  
structures [19]. For the production of concrete and reinforced  
concrete structures with increased strength and crack  
resistance, as well as for concreting hard-to-reach places of  
structures or structures of complex configuration, the Tyumen  
Industrial University patented a concrete mixture [20].  
(effects) of patented intellectual property objects.  
2
Literature review  
These days, crushed stone produced by the disintegration  
of rocks is one of the most widely used and highly demanded  
products in many industries. According to the data given by  
Kurdenkova [1], Russia produces 150 million cubic meters of  
non-metallic stone materials annually, and the key consumers  
of this product in Russia are the industries of construction of  
roads and railways, bridges, industrial and civil construction.  
According to the data by Myasnikova [2], it is possible to  
compare the world and Russian volumes of crushed stone  
production. In the world, they are more than 3 billion cubic  
meters, while in Russia these are about 5 % of the world’s  
production, and about 70 million cubic meters are consumed  
annually by the road construction industry. It includes  
construction of roads and railways, buildings, structures,  
hydraulic engineering facilities, bridges, tunnels, production  
of dry building mixes, etc [3-5]. In recent years, technologies  
and equipment for mining and processing of rocks and semi-  
rocks have been improved [6], research in the field of the use  
of overburden deposits with the production of cubic crushed  
stone is conducted [7, 8]. In the paper by Vozhdaenko and  
colleagues [9], it is stated that crushed stone enterprises that  
use western technologies in road and housing construction  
produce up to 11 fractions of crushed stone. However, as was  
noted by Kryuchkova [10], the significant growth in the road  
and housing construction planned by Russian national projects  
may cause risks in the shortage of construction materials –  
sand, gravel and bitumen  and provoke an increase in prices  
in this market. It should be noted that Western companies  
have serious competitors in the crushed stone market, and  
foreign researchers conduct serious research in the field of  
improving the quality and efficiency of crushed stone  
production [11,12].  
At the same time, there is a serious risk in the potential  
loss of competition in the crushed stone market to foreign  
companies. It is clear that the main ways to prevent this  
problem is the formation of fundamentally new patentable  
solutions that reduce the energy intensity and cost of  
production of crushed stone, as well as improving the areas of  
its rational use. Development of promising technical solutions  
for the use of crushed stone in various industries requires an  
assessment of the current state of the problem and trends to its  
solution. This determines the need to build an appropriate  
knowledge base for the synthesis of new technical solutions,  
which is based on the collection and analysis of technical  
solutions considered in Russian patents published in recent  
A series of patents in the field of improving the  
composition of composite mixtures for road surfaces and the  
production of construction materials using crushed stone is  
patented by the Volga Educational and Research Center  
“Volgodortrans” of the Saratov State Technical University  
[21, 22]. The Tula State University patented the composition  
of a concrete mixture using crushed stone for the production  
of building materials in the manufacture of concrete products:  
paving slabs, curb stones, foundations, road surfaces [23]. The  
Rostov State Transport University patented polyurethane  
binding agent and a method for its production [24] for use in  
the construction and repair of slopes of railways and  
highways, coastal protection structures, embankment cones,  
approaches to artificial structures, as well as in the production  
of facing construction products (tiles, blocks, panels). The  
Kuzbass State Technical University patented a composite  
rubber-bitumen binding agent and a method for its production  
for obtaining asphalt-concrete and bituminous mixtures, black  
crushed stone, for strengthening soils and mixtures, prime-  
coating bases, conducting roofing and waterproofing works,  
obtaining rolled waterproofing materials and bituminous-  
rubber mastics [25]. The Belgorod State Technological  
University patented a stabilized binding, stone-mastic asphalt-  
concrete mixture and a method for its production for the  
obtaining of asphalt-concrete mixtures using stone-mastic  
materials intended for the use for the upper layers of road  
coatings, as well as for airfields [26]. The St. Petersburg State  
Transport University patented the road construction with the  
use of crushed stone in the construction of the roadbed of  
railways, highways and runways of airfields in permafrost  
areas [27]. All the patents listed above are aimed at creating  
special self-compacting and high-strength concretes with the  
use of crushed stone. Patents of the Volga Educational and  
Research Center “Volgodortrans” of the Saratov State  
Technical University [21, 22], the Tula State University [23],  
the Rostov State Transport University [24], the Kuzbass State  
Technical University [25], Belgorod State Technological  
University [26] are aimed to improve the composition of  
composite mixtures for road surfaces and production of  
construction materials using the crushed stone. For the  
construction of railway and highway roadbeds, and airfield  
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Journal of Environmental Treatment Techniques  
2020, Volume 8, Issue 4, Pages: 1376-1384  
runways in permafrost areas, the St. Petersburg State  
Transport University patented a road construction with a  
stone-filled drainage system [27].  
The patents of OOO “Russian Railways” [28], the Omsk  
State Transport University [29], AO “OrgSintezResurs” [30],  
the company “Siemens Aktiengesellschaft” (DE) [31] provide  
for the use of crushed stone in the construction and operation  
of railway tracks. The use of crushed stone in the construction  
and operation of roads and foundations is provided for in  
patents of the Far Eastern Federal University [32], OAO  
- Production of special, self-compacting and high-  
strength concrete (the Far Eastern Federal University, the  
Perm National Research Polytechnic University, the St.  
Petersburg State Transport University, the National  
Research Mordovia State University, the Don State  
Technical University, the Tyumen Industrial University);  
- Development of effective compositions of composite  
mixtures for road surfaces and production of  
construction materials (the Volga Educational and  
Research Center “Volgodortrans”, the Tula State  
University, the Rostov State Transport University, the  
Kuzbass State Technical University, the Belgorod State  
Technological University);  
- Construction of roadbed of railways, highways and  
runways of airfields in permafrost areas (the St.  
Petersburg State Transport University);  
- Construction and operation of railway tracks (OOO  
“Russian Railways” (the Omsk State Transport University,  
the Central Research Institute of the Ministry of Defense of  
the Russian Federation, AO “OrgSintezResurs”, the  
company “Siemens Aktiengesellschaft” (DE);  
- Construction and operation of highways (the Far Eastern  
Federal University, OAO “Asphalt Concrete Plant No. 1”,  
OOO “BFB”);  
- Laying of main oil and gas pipelines in thawed with  
sporadic permafrost and collapsible permafrost soils  
(the Ufa State Oil Technical University);  
- Construction of tunnels (OOO “Design and Construction  
Firm ‘Spetsfundamentstroy’”);  
- Performing works on pile foundations of buildings and  
structures in the areas of permafrost soils (OOO  
“Stroyotsenka);  
“Asphalt Concrete Plant No. 1” [33], OOO “BFB” [34]. The  
use of crushed stone in the construction of main and field  
pipelines passing in thawed with sporadic permafrost and  
collapsible permafrost soils in the oil and gas industry is  
provided for in a patent of the Ufa State Oil Technical  
University [35]. The use of crushed stone in the construction  
of tunnels is provided for in the patent of OOO “Design and  
Construction Firm ‘Spetsfundamentstroy’” [36]. The  
performing works on pile foundations of buildings and  
structures in the areas of permafrost soils using crushed stone  
is provided by in the patent of OOO “Stroyotsenka” [37]. The  
technical solution patented by AO “RAOproekt” that is aimed  
at solving the problem of localization of radioactive  
contamination is of particular interest [38]. The territories  
where this technical solution can be used include, for  
example, areas used for the disposal of radioactive waste. It  
can also be used to remove radium-226 dissolved in ground  
water by placing geochemical barriers on the migration routes  
of radioactive ground water. These barriers are formed using a  
filler, iron oxide and working components, and crushed stone  
from carbon-free igneous rocks (granite, diorite, dunite or  
diabase) is used as a filler.  
Developments aimed at the production of heat-resistant  
composites are protected by patents of the Samara State  
Aerospace University (National Research University) [39, 40].  
Yuju Co., Ltd. (KR) obtained a patent for a method of  
construction of caisson blocks and structures made of them  
using crushed stone [41]. OOO “Meshchersky Science and  
Technology Center” offered to use crushed stone at restoration  
of the lands disturbed during well construction in the  
conditions of the Far North [42] Variants of the composition  
of cement-polymer concrete mixture for the repair of  
hydraulic engineering structures are patented by AO  
- Localization of radioactive contamination (AO  
“RAOproekt”);  
- Production of heat-resistant composites (the Samara  
State Aerospace University);  
- Construction of caisson blocks (Yuju Co., Ltd. (KR);  
- Restoration of disturbed lands in the Far North (OOO  
“Meshchersky Science and Technology Center”);  
- Construction and repair of hydraulic engineering  
facilities (dams, channels, bridges, underwater tunnels)  
(the Research Institute of Power Structures, the Don State  
Agrarian University, the Sevastopol State University);  
- Fixing ground slopes of riverbeds and channels,  
landslide slopes (the Kabardino-Balkarian State Agrarian  
University, OOO “Gazprom Transgaz Krasnodar”);  
- Strengthening of the weirs of sown perennial hayfields  
in arid conditions with crushed stone (the Kalmyk State  
University);  
“Research Institute of Power Structures” [43]. The Don State  
Agrarian University patented a flood reserve spillway at a  
ground water dam [44]. The Sevastopol State University  
patented a method for constructing underwater tunnels [45].  
The use of crushed stone for fixing ground slopes of riverbeds  
and channels, as well as for fixing landslide slopes is proposed  
by patents of the Kabardino-Balkarian State Agrarian  
University [46] and OOO “Gazprom Transgaz Krasnodar”  
- Production of decorative crushed stone (the Volgograd  
State Technical University);  
[
47]. The Kalmyk State University proposed to strengthen the  
- Construction of wells for obtaining water from  
atmospheric air in arid areas (M. I. Golubenko);  
- Use of crushed stone in the agro-industrial complex as  
an element of feed additives (OOO “Karelian Investment  
Company ‘RBC’”).  
weirs of sown perennial hayfields in arid conditions with  
crushed stone [48]. The Volgograd State Technical University  
patented a method for coloring the granular material for the  
production of decorative crushed stone [49];  
Golubenko M. I. patented a well for obtaining water from  
atmospheric air in arid areas [50]. OOO “Karelian investment  
company ‘RBC’” patented options for reducing the negative  
impact of mycotoxins in poultry for use in the agro-industrial  
complex as an element of a feed additive in the form of a  
sorbent based on natural shungite-containing minerals. The  
analysis made it possible to categorize the main areas of  
patenting of technical solutions involving the use of crushed  
stone. The categorization is presented below along with  
universities and other organizations that conduct patenting in  
Russia within these areas:  
Thus, above is presented the categorization of the main  
areas of patenting in the field of creating technologies and  
equipment for the production of crushed stone and its use in  
various industries. The analysis helped to collect the  
information about the current state of the problem, which is  
necessary for the building of knowledge bases for the  
synthesis of new technical solutions.  
As shown by the research, crushed stone is a widely used  
material, depending on its purpose, it is required to have  
different shape, size of fraction, strength characteristics [51,  
52]. There is a tendency to expand patenting of inventions and  
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2020, Volume 8, Issue 4, Pages: 1376-1384  
utility models by many universities, research organizations  
and enterprises in the field of creating technologies and  
equipment for the use of crushed stone in industry and  
agriculture. There is no doubt that the industrial use of  
crushed stone will expand, and the need for efficient  
technologies and equipment for its production will expand  
accordingly. The analysis showed the need to synthesize and  
patent new technologies and equipment that are competitive  
on the market for obtaining crushed stone by disintegrating  
rocks, taking into account the requirements for the results of  
disintegration. This necessitated to conduct research aimed at  
registration in Rospatent. The characteristic feature of the  
third stage was that functional-structural-technological  
analysis was integrated with the method of brainstorming,  
which was performed by a creative team that included  
specialists in the field of mining, engineering, invention  
and patenting.  
According to the work methodology at this stage of  
research, the patent and information search was conducted  
using the databases of the Federal Institute of Industrial  
Property (FIPS). The information collected through patent  
search, conducted by the authors based on the original  
functional-structural-technological analysis, was previously  
successfully implemented in various fields of science and  
technology [55]. The analysis helped to establish the technical  
level of the basic engineering solutions adopted for the  
analogues and prototypes, to identify the areas of their  
improvement and their potential. Then, based on the  
functional-structural-technological synthesis, the authors  
developed new patentable technical solutions, and filed patent  
applications for consideration by Rospatent.  
building a knowledge base in the field of patenting  
technologies and crushers for rock disintegration.  
3
Materials and Methods  
The goal of this work is to conduct the research aimed at  
building  
a knowledge base in the field of patenting  
technologies and crushers, facilitating the production of  
crushed stone for the construction of roads and railways,  
buildings, structures, hydraulic engineering structures,  
bridges, tunnels, production of concrete, asphalt, dry building  
mixtures, other objects and products.  
4 Results and discussion  
The following tasks were set:  
Theoretical and practical aspects of improving the  
efficiency of rock disintegration with obtaining crushed stone  
is addressed in the researches of the famous researchers in  
Russia [56-62]. In this paper, according to the methodology,  
the authors focused on patenting the developments in the use  
of crushed stone in various fields of science and technology,  
as well as patenting jaw rock crushers and the operational  
processes of these crushers. The St. Petersburg Mining  
University patented a vibrating jaw crusher that provides  
increased reliability and crushing efficiency by ensuring a  
stable synchronous-antiphase mode of jaw movement [63].  
“Metso minerals, INC.” (FI) patented a jaw crusher and a  
method for processing mineral raw materials [64]. This group  
of inventions increases the efficiency of grinding mineral  
material, reducing the vertical movement of the jaws and  
simplifying the design of the crusher. Another invention of the  
company “Metso minerals, INC.” [65] provides regulation of  
the degree of tightening of the working element attached to  
the jaw of the crusher by means of a tightening device. This  
idea is being further developed by the authors named in the  
patent [66]. Petukhov A. N. patented a jaw crusher [67], the  
design of which provides for the impact-crushing action to  
increase the crushing performance and avoid clogging of the  
crusher by creating a greater crushing force in the lower  
chamber than in the upper chamber. The Tula State University  
developed and patented a technical solution [68] that increases  
the reliability of the jaw crusher by destroying the suspended  
pieces of material, by agitating the material and simplifying  
the design. Another patent of this university [69] also  
enhances the reliability of material agitation and simplifies the  
design of the jaw crusher.  
-
Determining the areas of patenting the methods of  
effective use of crushed stone in the field of rock  
disintegration;  
Determining the areas of patenting technologies and  
equipment for rock disintegration;  
-
-
-
Categorization of the main areas of patenting the methods  
of effective use of crushed stone in industry;  
Categorization of the effects of the patented technologies  
and crushers that ensure the production of crushed stone;  
Identification of organizations that conduct patenting;  
Identification of the main goals of (effects) of patented  
objects of intellectual property.  
-
-
To achieve the goal and tasks of the research, a system  
analysis method based on the results of a patent information  
search was used, information was collected and systematized.  
According to the accepted methodology, the work was  
conducted in three stages:  
-
The first stage of research provided for the collection and  
analysis of information and, on its basis, the  
categorization of areas of patenting in the field of crushed  
stone used in various areas of science and technology and  
clarification of the areas of further work. The results of the  
first stage confirmed the feasibility of developing further  
research, as well as considering the volume of research,  
the need to focus further research: a) on the building of a  
knowledge base in the field of one of the types of  
crushers, in these studies, jaw crushers were selected; b)  
on Russian patents, since further patenting of synthesized  
intellectual property objects at this stage of work was  
planned to be performed in the Russian Federation; and c)  
the time lag for research was mainly 2016-2020, since the  
authors’ previous research on the building of knowledge  
bases on jaw crushers was performed in 2014-2015 and  
published later [53, 54]. At the same time, if necessary,  
data from the database for 2010-2015 were provided.  
The second stage of research involved collecting and  
analyzing information as an element of the knowledge  
base for organizing the synthesis of new technological and  
engineering solutions, selecting analogues and prototypes  
for such synthesis.  
The Siberian State Industrial University patented  
a
technical solution [70] aimed at increasing the destructive  
effect on the crushed material by changing the design so that  
an additional link is introduced into the interaction with the  
crushed material. Another technical solution of this university  
[71] is aimed at increasing the destructive effect on the  
crushed material in the jaw crusher due to the relative  
movement of parts of the crushed material in the space  
between the jaws. The Siberian State Industrial University  
also patented a technical solution [72] that increases the  
reliability of the structure and prevents the occurrence of a  
resonance phenomenon during acceleration and deceleration  
of the crusher. This reduces the dynamic loads acting on the  
elements of the mechanical system, and increases the  
-
-
The third stage involved applying the methodology of  
functional-structural-technological analysis of analogues  
and prototypes as a basis for the synthesis of new  
patentable solutions and filing applications for patent  
1
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2020, Volume 8, Issue 4, Pages: 1376-1384  
durability of the jaw crusher. The Belgorod State  
Technological University patented a two-chamber jaw crusher  
crusher operation; optimization of the trajectory of the  
movable jaw, with periodic complication of the trajectory  
of this movement; optimization of the shape of the jaw  
surfaces interacting with the destroyed material;  
optimization of the operation of the crusher drive;  
[73], equipped with grids fixed on the frame between the  
movable jaw and the fixed jaws, its movable cheek has  
protrusions corresponding to the size of the grid cells. The  
technical solution incorporated in the design is aimed at  
increasing productivity by improving the efficiency of the  
structure by reducing the duration of unloading its chamber,  
reducing energy costs for mutual movement of rock pieces  
relative to each other and ensuring the regulation of the size of  
the crushed material within a wide range. The Belgorod State  
Technological University also patented a design of a two-  
chamber jaw crusher [74], aimed at reducing the vibration  
loads on the crusher frame by reducing the amplitude of  
forced vibrations by having one of its movable jaws equipped  
with a counterbalance weight and located between the fixed  
jaws on the axis so that its center of gravity coincides with the  
center of its rotation. The Research and Production  
Corporation “Mekhanobr-Tekhnika” patented a vibrating jaw  
crusher [75] on the basis of which a passive jaw and an active  
jaw with a vibrator are suspended on horizontal axes. Both  
jaws of the vibrator are connected by a spring. This crusher  
solves the problems of simplifying the design and increasing  
the crushing efficiency. Another vibrating jaw crusher of the  
above corporation [76] due to the presence of an inclined grate  
-
Increasing the efficiency of the rock crushing process  
with jaw crushers (the St. Petersburg Mining University,  
the Research and Production Corporation “Mekhanobr-  
Tekhnika”, the Siberian State Industrial University, the  
Russian State Polytechnic University). An extended patent  
search showed that to improve the efficiency of the  
crushing process, it is proposed to: reduce the efforts  
perceived by the support base of the crusher during its  
operation; reducing the factors that lead to wear of the  
working surfaces of the jaw crushers and the working  
elements located on them, reducing the unevenness of  
such wear; developing solutions that reduce the amount of  
flaky fraction in the produced crushed stone; optimizing  
the kinematics of the jaw crusher movement; avoiding  
jamming of crushed pieces of material in the crusher  
chambers, for example, by destroying and agitating them;  
reducing the duration of downtime that occurs when it is  
necessary to remove undivided pieces from the crushing  
chamber when starting under a blockage; optimization of  
technological modes of crushing processes; optimization  
of the frequency and travel of oscillatory movements of  
the movable jaws; reduction of energy intensity of the  
disintegration process;  
Improving the quality of the crushing product (the St.  
Petersburg Mining University, the Research and  
Production Corporation “Mekhanobr-Tekhnika”). The  
extended patent search showed that in order to improve  
the quality of the crushing product, it is proposed to:  
reduce the abrasion of disintegrated material; increase the  
proportion of pieces with a specified shape in the  
produced crushed stone; optimize the management of  
technological modes of operation of crushers;  
Increasing the degree of crushing  grinding (the St.  
Petersburg Mining University; the Research and  
Production Corporation “Mekhanobr-Tekhnika”). The  
extended patent search showed that in order to improve  
the quality of the crushing product, it is proposed to:  
reduce the abrasion of disintegrated material; increase the  
proportion of pieces with a conditioned shape in the  
crushed stone produced; optimize the management of  
technological modes of operation of crushers;  
continuation of the lower jaw at the output of the crushing  
chamber is multifunctional, combining the functions of  
crushing and screening. NPK “Mekhanobr-Tekhnika” also  
patented a vibrating jaw crusher [77], which also increases the  
throughput and efficiency of crushing due to synchronous  
rotation of unbalanced jaw vibrators in opposite directions and  
joint movement of the jaws in the antiphase.  
The ThyssenKrupp Industrial Solutions AG (DE) patented  
a low-vibration jaw crusher [78]. The purpose of the  
development was to create a mobile jaw crusher that operates  
with a particularly low vibration. The invention is based on  
the principle that the reduction of volumetric forces resulting  
from the rotational reciprocating motion of the jaw of the  
crusher can be improved by means of at least one additional  
balancing mass in addition to the balancing mass on the drive  
shaft. Regulation of the discharge opening of the jaw crusher  
is provided in the patents of OAO “Elektrostal Heavy  
Engineering plant” [79, 80], OOO “United Engineering Plants  
-
-
-
Crushing and Grinding Equipment” [81]. Reducing the  
energy intensity of the crushing process is provided in the  
patent of the Far Eastern State Transport University [82]. The  
Russian State Polytechnic University patented a jaw crusher  
-
-
Reducing the energy intensity of the crushing process  
(the Far Eastern State Transport University);  
Increasing the reliability and durability of jaw  
crushers constructions (the St. Petersburg Mining  
University, the “Metso minerals, INC.” (FI), the Siberian  
State Industrial University, the Tula State University, the  
[83], with a high degree of crushing and productivity. The  
technical solution incorporated in the crusher is aimed at  
solving the problem of high-performance disintegration of  
hard abrasive rocks with a high degree of crushing. The  
patented crusher operates without idling the jaw, and crushing  
is performed alternately by the upper and lower chambers of  
the crusher. The above analysis allowed categorizing the  
effects (goals of solving inventive tasks) of patented design of  
jaw crushers and technologies of their operation. This  
categorization is presented below with an indication of  
organizations and individuals leading patents in the field of  
jaw crushers and technologies of their operation:  
Belgorod  
State  
Technological  
University,  
the  
ThyssenKrupp Industrial Solutions AG (DE). The  
extended patent search has shown that the patents  
propose: the development of more durable and reliable  
aggregates and parts used in the construction of crushers;  
turning (loosening) the crushed product that tend to clog  
the opening of the crushing chamber during the crushing  
process; avoiding the damage of the working bodies of the  
crusher by non-crushable particles; use of technical  
solutions that contribute to forced ejection of material  
from the work area into the crushing chamber; reducing  
the negative effects of vibration on the crusher  
construction;  
-
Increasing the productivity of rock disintegration by  
jaw crushers (the Belgorod State Technological  
University, Research and Production Corporation  
“Mekhanobr-Tekhnika”, Russian State Polytechnic  
University, Petrozavodsk State University, A. N.  
Petukhov). The extended patent search has shown that for  
increasing the productivity, patents propose the following:  
the exclusion of idle (reverse) jaw movement in the  
-
Improving the jaw drive, increasing the travel of the  
jaw crusher (the St. Petersburg Mining University, the  
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2020, Volume 8, Issue 4, Pages: 1376-1384  
Research and Production Corporation “Mekhanobr-  
Tekhnika”, the Tula State University, the Siberian State  
Industrial University). The extended patent search has  
shown that to improve the jaw drive and increase the  
travel of the jaws, it is proposed to: increase the reliability  
of the drive; use technical innovations to start the crusher  
when working under a blockage with a minimum load on  
the crusher motor and its drive;  
jaw. Each striker has a pulse-shock movement due to its  
individual drive. The drive is equipped with a mechanism for  
switching it on/off depending on the position of the striker  
relative to the fixed jaw. Due to the new solution in the jaw  
crusher, the traditional compressive strength is supplemented  
by the pulse-impact action of the strikers. This intensifies the  
crushing process. At the same time, the drive of the strikers  
works for a short time in those periods of time when it is  
required for the destruction of a piece of crushed rock. The  
new solution was patented in Russia [86], and its development  
during the synthesis operation was facilitated by the authors’  
developed and patented methods for crushing rock in a jaw  
crusher [86]. Thus, this research on the example of  
technologies and equipment for the disintegration of rocks  
with the production of crushed stone confirmed the  
effectiveness of the methodology used in our work, which  
-
Regulation of the size of the discharge opening (JSC  
Elektrostal Heavy Engineering Plant” [79, 80]; OOO  
United Engineering Plants – Crushing and Grinding  
Equipment” [81]. The possibility to regulate the discharge  
opening of the crushing chamber will allow: control the  
productivity of the crusher, the quality and degree of  
crushing, the size of the end product; ensure the stability  
of the specified size of the discharge opening at full  
rotation of the eccentric shaft;  
combines the building of  
a
knowledge base on  
-
-
Simplification of constructions of jaw crushers (OAO  
improved/replaced objects of technology and equipment with  
the use of functional-structural-technological analysis for the  
synthesis of patentable objects of technology.  
Elektrostal Heavy Engineering plant” [80];  
Reduction of mass, material consumption, dimensions  
the Research and Production Corporation “Mekhanobr-  
(
Tekhnika”, the Tula State University, “Metso minerals,  
INC.” (FI); the ThyssenKrupp Industrial Solutions AG  
5
Conclusion  
Currently, the disintegration of rocks is one of the most  
(DE));  
important technological operations in the production of  
crushed stone, which is widely used in the construction of  
roads and railways, buildings, structures, hydraulic  
engineering facilities, bridges, tunnels, the production of  
concrete, asphalt, dry building mixes, and other objects and  
products. The analysis showed that in recent years, research  
has been actively conducted in the field of improving the  
processes of rock disintegration by reducing energy intensity  
and improving the quality of disintegrating technologies and  
equipment. In addition, developers and inventors are actively  
patenting the results of their intellectual activities in the field  
of promising types of new intellectual property for promising  
technologies and equipment for producing high-quality  
crushed stone. However, the problems of improving the  
quality and efficiency of disintegrating technologies and  
equipment, in particular crushers for obtaining crushed stone,  
have not been completely solved, which necessitates patenting  
of developments for technologies and equipment for  
disintegration. The goal of this work is to conduct research  
aimed at building a knowledge base in the field of patenting  
technologies and crushers, providing production of crushed  
stone for the construction of roads and railways, buildings,  
structures, hydraulic engineering structures, bridges, tunnels,  
production of concrete, asphalt, dry building mixtures, other  
objects and products. To achieve this goal and set tasks, the  
authors used a system analysis method based on the results of  
a patent information search, information was collected and  
systematized. At this stage of the work, patent and  
information research was carried out. As a result of the  
analysis of the information collected during the patent study,  
the technical level of the object under consideration was  
established and the areas for its improvement and ways of  
achievement of the technical result stated in the patent were  
identified. Based on the research, the necessary information  
was obtained to build a knowledge base in the field of: a)  
areas of patenting of technical solutions for the use of crushed  
stone in various fields of science and technology; b) patenting  
of crushing technologies using jaw crushers for production of  
crushed stone for construction of roads and railways,  
buildings, structures, hydraulic engineering structures,  
bridges, tunnels, production of concrete, asphalt, dry building  
mixtures, other objects and products. The current state and  
trends of patenting in the field of rock disintegration were  
identified, and the main goals (effects) of patented intellectual  
-
Improving the convenience of maintainability (the  
Research and Production Corporation “Mekhanobr-  
Tekhnika”, the Tula State University, “Metso minerals,  
INC.” (FI)).  
The knowledge base accumulated above became the basis  
for selecting analogs and prototypes as improved/replaced  
objects of technology and engineering by synthesizing new  
patentable solutions. As a result of patent search and analysis,  
the technical level of basic technical solutions adopted for  
analogues and prototypes was established, the drawbacks  
inherent in them and the areas for their improvement were  
identified [53]. This work was carried out by a creative team  
that included specialists in the fields of mining, engineering,  
invention and patenting. Then, on the basis of functional-  
structural-technological synthesis, the authors developed new  
patentable technical solutions, previously used by the authors  
in various fields of science and technology [55], issued patent  
applications for consideration to Rospatent. Below are  
presented some examples of the authors’ solutions to the  
specified problems. 1) The patent search showed that there are  
known jaw crushers that include a housing with a chamber for  
crushed material and crushing movable and fixed jaws [84].  
The analysis helped to find that such constructions provide  
crushing only by compressing the crushed material, requiring  
very high engine power. Disadvantages of the known crusher  
include also congestion of crushed material when discharging  
the crusher, leading to downtime. During the functional-  
structural-technological synthesis,  
a fundamentally new  
technical solution was synthesized and patented, according to  
which the fixed jaw is made with openings, and a spring-  
loaded plate with strikers passing through the openings in the  
fixed jaw, which is equipped with a vibration-shock drive, is  
installed on its back side. In addition, the novelty of the  
solution lies in the installation of an additional chamber in the  
housing for small particles of substandard fractions of crushed  
material. The developed technical solution was patented [85].  
2
) During the patent search, the design of a jaw crusher [60]  
was selected as a prototype. Its body has a fixed jaw and a  
movable jaw. Its disadvantage consists in low productivity  
and high energy consumption for the crushing process. To  
eliminate these shortcomings found in the functional-  
structural-technological analysis, a plate with strikers passing  
through the holes in the fixed jaw is installed behind the fixed  
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2020, Volume 8, Issue 4, Pages: 1376-1384  
property objects were defined. In the course of research,  
information was collected and analyzed, which helped to  
categorize the patenting areas in the field of crushed stone use  
for various areas of science and technology:  
combines the building of  
a
knowledge base on  
improved/replaced objects of technology and engineering with  
the use of functional-structural-technological analysis for the  
synthesis of patentable objects of technology and allowed  
synthesizing and patenting of new technical solutions, with  
presenting some of them in this work.  
-
The creation of special self-compacting and high-strength  
concrete;  
-
Development of effective compositions of composite  
mixtures for road surfaces and building materials  
production;  
Acknowledgements  
The authors express their sincere gratitude to academician  
Leonid Abramovich Weisberg, whose numerous works in the  
field of mining drew authors’ attention to the problem  
discussed in this paper and gave the opportunity to apply the  
methodology of functional-structural-technological analysis to  
the synthesis and patenting of new ideas. The authors also  
thank Professor Vladimir Nigmatovich Aminov and  
Candidate of Technical Sciences Elena Evgenyeva Kameneva  
for their professional consultations.  
-
Construction of roadbed of railway and highway, as well  
as airfield runways in permafrost areas;  
Construction and operation of railway tracks;  
Construction and operation of highways;  
The construction of main oil and gas pipelines in thawed  
with sporadic permafrost and collapsible permafrost soils;  
Construction of tunnels;  
-
-
-
-
-
Construction of pile foundations of buildings and  
structures on permafrost soils;  
-
-
-
-
-
Localization of radioactive contamination;  
Production of heat-resistant composites;  
Construction of the caisson blocks;  
Restoration of disturbed land in the far north;  
Construction and repair of hydraulic engineering  
structures (dams, channels, bridges, underwater tunnels);  
Fixing of ground slopes of riverbeds, channels, landslide  
slopes;  
Fixing of weirs sown perennial hayfields in arid  
conditions with crushed stone;  
Production of decorative crushed stone;  
Construction of wells for obtaining water from  
atmospheric air in arid areas;  
Ethical issue  
Authors are aware of, and comply with, best practice in  
publication ethics specifically with regard to authorship  
(avoidance of guest authorship), dual submission,  
manipulation of figures, competing interests and compliance  
with policies on research ethics. Authors adhere to publication  
requirements that submitted work is original and has not been  
published elsewhere in any language.  
-
-
Competing interests  
The authors declare that there is no conflict of interest that  
would prejudice the impartiality of this scientific work.  
-
-
-
Use in the agro-industrial complex as an element of feed  
additives.  
Authors’ contribution  
Information is collected and analyzed as an element of the  
All authors of this study have a complete contribution for  
data collection, data analyses and manuscript writing.  
knowledge base for the synthesis of new technological and  
engineering solutions, selecting analogues and prototypes for  
such synthesis. At the same time, the article presents the most  
noteworthy patents collected during the building of the  
knowledge base. The analysis allowed categorization of the  
main effects (goals of solving inventive tasks) of considered  
patents on the design of jaw crushers and technologies of their  
operation:  
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