2020, Volume 8, Issue 4, Pages: 1345-1351  
J. Environ. Treat. Tech.  
ISSN: 2309-1185  
Journal web link: http://www.jett.dormaj.com  
https://doi.org/10.47277/JETT/8(4)1351  
Using Lean Principles in Water Maintenance  
Operations with Application to Water Treatment  
Plant  
Naser Abdullah Naser Almutairi*  
Department of Industrial Engineering, Faculty of Engineering, The Hashemite University, Kuwait  
Received: 11/05/2020  
Accepted: 17/07/2020  
Published: 20/09/2020  
Abstract  
Water maintenance operations and management are so expensive, and costs too much money, Lean principles can serve maintenance  
sector and any sector like manufacturing and services, since it will reduce costs and efforts of workers. Lean principles first used in  
Toyota and then distributed in all over the world, it aims to minimize costs and eliminate all wastes in any operation or processes. Costs  
of water treatment plants water maintenance operations are so high and contains a lot of wastes. This paper aims to apply Lean principles  
in water maintenance operations in all sectors and then apply them in a water treatment plant as a case study. Also the paper discussing  
the capability of applying Lean tools like 5S which can be applied on maintenance operation to measure Lean applicability. MTBF,  
MTTR, 5S audit scores, Availability and reliability are calculated here. The methodology followed in this study depending of reviewing  
related studies and collecting some data from water filtration station maintenance department, then analyze them and deriving some  
conclusions to prove the presented claims. Availability and reliability are calculated for some given data from literature and collecting  
data from special water treatment plant in Kuwait. It is found that applying lean principles and tools like 5’S and others will enhance  
both availability and reliability of the maintenance system. Applying 5S audit scores shows the statues of the maintenance department  
and its availability and then reliability to be in good case. The costs and wastes of water maintenance operations in like stations after  
applying lean are reduced. Applying lean principles like 5’S tool on maintenance management system and water maintenance operations  
will improve the maintenance quality, MTTR, MTBF, availability and reliability and 5S audit scores of the systems are improved and  
so number of failures and downtime of the maintained component will be decreased  
Keywords: Lean, maintenance, 5S audit, MTTR, MTBF, Reliability, Availability  
Introduction1  
Proactive: This is something contrary to responsive where the  
1
maintenance activity responds to gear disappointments by  
performing fixes. In the proactive maintenance activity the  
avoidance of gear disappointments through execution of  
preventive and prescient support activities is the target. Fix isn't  
comparable to maintenance.  
Lean maintenance is a proactive maintenance activity  
utilizing arranged and booked maintenance exercises through  
all out profitable support (TPM) works on utilizing  
maintenance procedures created through utilization of  
unwavering quality focused support (RCM) choice rationale  
and rehearsed by enabled (self-coordinated) activity groups  
utilizing the 5S procedure, week after week Kaizen  
improvement occasions, and self-sufficient maintenance  
together with multi-talented, support expert performed support  
through the submitted utilization of their work request  
framework and their PC oversaw maintenance framework  
Planned and booked: Masterminded support incorporates the  
usage of recorded maintenance assignments that recognize task  
movement steps, work resource necessities, parts and materials  
essentials, time to perform, and concentrated references.  
Arranged maintenance is the prioritization of the work,  
issuance of a work demand, errand of available work resources,  
task of the time period to play out the endeavor (made with  
exercises/creation), and breakout and organizing of parts and  
materials.  
(CMMS) or venture resource the board (EAM) framework.  
They are bolstered by a disseminated, lean support/MRO  
storeroom that gives parts and materials on a without a moment  
to spare (JIT) premise and sponsored by an maintenance and  
unwavering quality building bunch that performs underlying  
driver disappointment investigation (RCFA), bombed part  
examination, maintenance technique viability investigation,  
prescient support (PdM) investigation, and inclining and  
investigation of condition checking results. That is lean support  
basically, yet a fairly enormous nut (aside from a couple of  
subtleties that were discarded here however will be shrouded  
later in the article). How about we examine the highpoints of  
this definition to be certain everybody comprehends the terms  
utilized [1]:  
Total Predictive maintenance: TPM is the establishment of  
lean maintenance. It is an activity for enhancing the  
unwavering quality and adequacy of assembling gear. TPM is  
group based, proactive maintenance and includes each level  
and capacity in the association, from top administrators to the  
shop floor. TPM addresses the whole creation framework life  
cycle and assembles a strong, shop floor-based framework to  
forestall all misfortunes. TPM destinations incorporate the end  
everything being equal, imperfections, and breakdowns. •  
Reliability Centered Maintenance (RCM): RCM is a procedure  
used to decide the maintenance necessities of physical  
Corresponding author: Naser Abdullah Naser Almutairi, Department of Industrial Engineering, Faculty of Engineering, The Hashemite  
University, Kuwait, E-mail: nasaradullah@hu.edu.jo  
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Journal of Environmental Treatment Techniques  
2020, Volume 8, Issue 4, Pages: 1345-1351  
resources in their present working setting. While TPM  
destinations center on keeping up gear dependability and  
adequacy, RCM focused on upgrading maintenance viability. •  
Empowered (self-coordinated) activity groups: Activity group  
exercises are task-arranged and structured with a solid  
exhibition center. The group is sorted out to perform entire and  
incorporated undertakings, subsequently requiring multi-office  
enrollment. The group ought to have characterized self-  
governance (that is, power over its very own considerable lot  
authoritative capacities, for example, self-assessment and self-  
guidelineall with limits characterized). Moreover,  
individuals ought to take part in the choice of new colleagues.  
Numerous aptitudes are esteemed. This urges individuals to  
adjust to arranged changes or event of unforeseen occasions [1,  
reports work that uses key execution pointers (KPI). To be  
viable, the CMMS must be completely actualized with  
complete and exact hardware information, parts and materials  
information, and maintenance plans and strategies. • Enterprise  
resource the executives. The EAM framework plays out similar  
capacities that the CMMS does however on a more association  
wide, coordinated premise, fusing all destinations and  
resources of an enterprise. Significantly more extensive venture  
frameworks fuse completely incorporated modules for all the  
significant procedures in the whole association and offer the  
guarantee to adequately coordinate all the data streams in the  
association. • Distributed, lean maintenance/MRO storeroom.  
A few stores areas supplant the concentrated storeroom so as to  
put region explicit parts and materials closer to their place of-  
utilization. Lean stores utilize institutionalized materials for  
basic application use. The lean stores activity additionally  
utilizes arranging and determining strategies to settle the  
buying and storeroom the executives procedure. This strategy  
necessitates that a drawn out gear plan is created and hardware  
bills of material (BOM) are gone into the CMMS when the buy  
request for new hardware is given. • Parts and materials on an  
in the nick of time premise. Stores inventories are radically  
diminished (just like the expenses of conveying huge  
inventories) through a solid production network supervisory  
crew that utilizes JIT providers, and practices, for example,  
seller oversaw inventories in which the merchant is given the  
obligation regarding keeping up great stock practices in  
renewal, in requesting, and in giving the materials. The seller  
is accused of the obligation of controlling expenses and stock  
levels, the sharing of data with the office, and making  
enhancements simultaneously. The inventory network  
supervisory crew advocates everyday provider correspondence  
and collaboration, free trade of business and specialized data,  
responsive win-win dynamic, and provider benefit sharing. •  
Maintenance and unwavering quality designing gathering.  
Since insights show that up to 70 percent of gear  
disappointments are self-prompted, a significant obligation of  
support designing includes disclosure of the reasons for all  
disappointments. Unwavering quality building is a significant  
duty of a support designing gathering. Their duties right now  
incorporate assessing preventive maintenance activity  
adequacy, creating PdM strategies/methods, performing  
condition checking/hardware testing, and utilizing building  
procedures to broaden gear life, including determinations for  
new/reconstructed gear, exactness modify and establishment,  
fizzled part examination, main driver disappointment  
2
]. There are many lean principles and tolls like: 5S, Kaizen,  
CMMS and other lean tools which will discussed here.  
5S process: There are five exercises for improving the work  
place condition: sort (expel pointless things), fix (compose),  
thoroughly clean (everything), institutionalize (standard  
everyday practice to sort, fix, and scour), and spread (extend  
the procedure to different zones). • Kaizen improvement  
occasions. Kaizen is the way of thinking of nonstop  
improvement, which each procedure can and ought to be  
consistently assessed and improved regarding time required,  
assets utilized, resultant quality, and different perspectives  
pertinent to the procedure. These occasions are frequently  
alluded to as a Kaizen rusha quick turnaround (multi week  
or less) utilization of Kaizen improvement instruments to  
acknowledge brisk outcomes. • Autonomous maintenance.  
This alludes to routine support (e.g., hardware cleaning, grease,  
and so on.) performed by the creation line administrator. The  
maintenance supervisor and creation administrator should  
concede to and set up strategy for where in the creation forms  
self-sufficient support will be performed, what level and sorts  
of maintenance the administrators will perform, and how the  
work procedure for self-sufficient support will stream. Explicit  
preparing in the presentation of assigned maintenance duties  
must be given to the administrators preceding doling out them  
self-governing support obligations. • Multi-gifted, support  
professional. Multi-talented maintenance experts are getting  
progressively significant in present day fabricating plants  
utilizing PLCs, PC-based hardware and procedure control,  
mechanized testing, remote procedure checking and control,  
and comparative current creation frameworks. Support  
specialists who can test and work these frameworks just as  
make mechanical and electrical alterations, alignments, and  
parts swap forestall the requirement for numerous specialties in  
numerous maintenance errands. The plant procedures ought to  
decide the requirement for and favorable circumstances of  
incorporating numerous abilities preparing in the general  
preparing plan.  
investigation,  
dependability  
designing,  
remake  
accreditation/confirmation, age investigation, and repeat  
control [1, 2].  
2
Literature Review  
LM term was instituted in the most recent decade of the  
Work request framework. This framework is utilized to  
design, appoint, and plan all maintenance work and to secure  
gear execution and dependability information for advancement  
of hardware accounts. The work request is the foundation of a  
proactive maintenance association's work execution, data  
information, and input from the CMMS. All work must be  
caught on a work request8 hours hands on approaches 8  
hours on work orders. The sorts of work requests will  
incorporate classifications, for example, arranged/planned,  
restorative, crisis, and so on. The work request will be the  
essential instrument for overseeing work assets and estimating  
office viability.  Computer managed maintenance system. The  
data (support) the board programming framework performs, as  
a base, work request the executives, arranging capacity,  
booking capacity, gear history amassing, spending plan/cost  
work, work asset the executives, saves the executives, and a  
twentieth century. Smith [3] characterizes LM as a proactive  
maintenance activity utilizing arranged and booked support  
exercises through TPM works on utilizing support systems  
created through use of unwavering quality focused  
maintenance (RCM) choice rationale and rehearsed by engaged  
(self-coordinated) activity groups. LM produces an alluring  
result by limiting utilization of information sources (Smith and  
Hawkins, 2004). LM speaks to receiving lean standards into the  
maintenance, fix, and upgrade (MRO) tasks. It could diminish  
unscheduled DT through streamlining maintenance bolster  
exercises and support overhead. The lean instruments are  
speaking to the lean standards for the execution procedure [4].  
To accomplish LM improvement viably, key lean apparatuses,  
for example, VSM, 5S, and visual administration should be  
utilized [3, 5]. A far reaching lean devices produced for  
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2020, Volume 8, Issue 4, Pages: 1345-1351  
maintenance exercises inside an association incorporate 5S,  
TPM, OEE, Kaizen, Poka-Yoke, process movement mapping,  
Kanban, PC oversaw support framework (CMMS), venture  
resource the board (EAM) framework, and Takt time [3, 6].  
Regardless of the advantages of LM referenced before, the  
audit of past examinations led right now that the examination  
on the pertinence of lean standards into maintenance is  
peripheral. The current research works have been to a great  
extent restricted to the assembling condition where LM is  
rehearsed as an essential for lean assembling [7]. This  
suggestion has been referenced in Davies and Greenough [6]  
underlining on the need of directing more research on handy  
utilization of lean assembling standards in maintenance tasks.  
It was found that the past investigations for the most part  
centered around positioning the support methodologies  
dependent on some particular extension. Also, scarcely any  
activities have included exhaustive structures or models that  
can coordinate lean intuition in operational maintenance  
conditions outside of the assembling setting. Ghayebloo and  
Shahanaghi [8, 18] plan a model for deciding the insignificant  
degree of maintenance prerequisites and fulfilling unwavering  
quality level using the lean idea. Tendayi and Fourie [9, 20]  
utilize a consolidated methodology among QFD and AHP to  
assess the significance of support greatness criteria and  
organize the lean apparatuses upon these criteria [3].  
Worth stream mapping has supporting strategies that are  
frequently utilized in Lean environments to examine and  
configuration streams at the framework level (over different  
processes). Worth stream mapping dissects both material and  
data stream. By drawing the VSM, the professionals had the  
option to: envision and plainly observe the whole stream,  
recognize the loss in the worth stream, set up the linkage  
between the data stream and the material stream and see how  
the association will be later on, if all the improvement exercises  
are executed appropriately and if the distinguished squanders  
were disposed of or evacuated. In spite of the fact that worth  
stream mapping is frequently connected with assembling, it is  
additionally utilized in support. 5S practices are a part of lean  
support which makes space for institutionalized condition for  
work, with an attention on squander end and includes five  
stages. Effective utilization of 5S may give the accompanying  
focal points in support: work environments progressively  
proficient, sorted out, spotless, gainful and safe; improvement  
of working conditions; better perspective on the issues;  
decrease of costs, ineffective time, space and developments;  
and decrease of misfortunes related with disappointments and  
breaks [2].  
3.3 5S Policy  
In order to solve some portion of the weaknesses identified  
by the association's conclusion, for example, the absence of the  
executives of extra parts and supplies, the absence of adherence  
to the techniques in the stockroom and the sloppiness and  
request in some work zones, 5S was actualized in the offices  
referenced previously. Related to the mechanical designing  
zone, before starting the main period of the 5S execution, an  
appraisal was made of the shop's present circumstance. At that  
point, the group talked about and recorded the exercises  
required to finish the usage and characterized a Gantt outline  
where dates, agents, dependable and rates of satisfaction were  
set up. Among the most significant strides in the execution of  
5S in the shop we can make reference to: ID and grouping of  
manual devices disposing of the superfluous or unused ones,  
making of a 5S guide where the restriction of every manual  
apparatus in the shop is shown, migration of the current  
hardware as indicated by fix schedules, meaning of cleaning  
schedules where the fundamental capable is the relating  
administrator, and so forth. Likewise, the visual administration  
actualized permits to know the state in which the machines are.  
With this, both the administrator and the maintainer can know  
whether they are in conditions for their activity or on the off  
chance that they require any support activity. Through another  
circulation of hardware and workstations in the workshop, it  
was conceivable to characterize courses with complete  
wellbeing, all around characterized working areas, crisis exits  
and hence, the advancement of accessible space. The instance  
of the extra parts stockroom was very surprising from the one  
of the workshops. Sloppiness, poor dissemination of room and  
lost extra parts largely affect the support and viability of gear.  
The exertion that was made in the distribution center was a lot  
more noteworthy than in the workshop. For this case, new racks  
were joined so as to have the option to accomplish an ideal  
dissemination of the pre-owned space, ordering materials and  
extra parts by producing unit, recurrence of utilization,  
measurements, and different qualities. A great deal of material  
was disposed of, for example, effectively utilized extra parts,  
old parts and unusable basic material. These were sold, creating  
about USD 20,000 in additional benefits that were utilized to  
back different pieces of the tasks.  
One  
of  
the ways that are employed  
in years to  
enhance maintenance functions is Lean Maintenance.  
In each improvement project, it's necessary to outline and  
apply a procedure to guide to higher operational results. Lean  
Maintenance isn't Associate in nursing exception. Therefore,  
they developed  
phases required to implement the lean thinking in water  
maintenance operations in an  
exceedingly thermoelectrical power [10, 19]. Ayeni [11] tried  
to gift however competitive advantage will be achieved  
a
procedure that covers all the  
through flourishing Lean realization in aviation water  
maintenance operations. it absolutely was found that the  
aviation  
MRO) worth Delivery  
additionally diagrammatical providing the  
intervals that Lean is to  
Maintenance  
and  
Repair  
Operations  
(VDS) is  
whole system at  
deployed  
(
System  
be  
(as hostile the current restricted application of Lean in  
operational context alone).  
3
Methodology  
3
.1 Lean Maintenance Tools and Its Effectiveness  
The Maintenance work needs to actualize plans to  
incorporate and develop its strategies to satisfy the new needs  
set on it by Lean Manufacturing. A far-reaching lean  
instruments created for maintenance exercises inside an  
association incorporate VSM, 5S, by and large gear viability  
(OEE), Kaizen, work institutionalization TPM, SMED, PC  
support oversaw framework (CMMS). The previously  
mentioned lean maintenance instruments are utilized in  
ventures speaking to various businesses, aftereffects of level  
execution are assessed with measurements and markers of  
budgetary and non-money related character. Lean philosophy  
aim to decrease the costs of operations. The cost of  
maintenance activities could be ranged from 15% to 70% of the  
total production costs [12]. The cost is considered as the second  
largest after energy costs of the operational budget [13].  
3
.2 Worth Stream Mapping - VSM  
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2020, Volume 8, Issue 4, Pages: 1345-1351  
Figure 1 Implementing 5’S phases [21]  
It was conceivable to confirm significant advances in  
cleaning, new dispersion of physical space, utilization of visual  
administration for data, acknowledgment of existing stock,  
Availability is typically specified in nines notation. For  
example 3-nines availability corresponds to 99.9%  
availability. A 5-nines availability corresponds to 99.999%  
availability. The failure rate λ can be given as:  
foundation  
of  
new  
administration  
pointers  
and  
institutionalization of calculated systems inside the distribution  
center [14]. Applying or implementing 5’S on any industrial or  
service sectors like maintenance going through many phases  
shown in figure 1 below [15]. We need here to calculate what  
is called 5S score such that  
λ=1/MTBF  
(5)  
Reliability R(t) can be given as:  
R(t)=e (λt)  
(6)  
in  
5
S score   
Xi  
(1)  
where t is the time in hours.  
i1  
3
.4 Data collected and calculations  
Applying 5S in maintenance including the use of 5S audit  
where X is audit point grade mark (i.e. 1 for compliance and 0  
for incompliance), and I is the 5S assessment points. Other  
parameters used to measure the effects of using lean tools  
such as 5’S tool in improving water maintenance operations.  
Such of these measures are as following [16].  
score which depends on using a checklist of existing of  
components and scheduled steps of maintenance during the  
water maintenance operations Table 1 below shows a segment  
of this checklist used usually in these calculations [17].  
Mean Time to Repair (MTTR)  
The MTTR can be calculated by dividing the downtime  
period by the total number of downtimes:  
4 Results and Discussion  
Tables followed shows the results of applying 5S on  
maintenance of water treatment station taken as a case study.  
The 5S score calculations is applied here in the availability of  
the spare parts in the store which are required for water  
maintenance operations in the water treatment station. Table 1  
shows the results of applying 5S on the store of spare parts and  
its score which gets 3/4. The following data were collected  
from literature review and experts in water treatment  
maintenance stations which represented a components of water  
filtration station [14]-Table 2 represents the data collected.  
Table 3 shows the results of calculating reliability and  
availability of the last data for t=1000 hrs. It can be noticed that  
both availability and reliability are increasing after the use of  
the lean tool (5’S). It is clearer in some elements like pump,  
while in other elements it is small, this depends mainly on  
MTTR and MTBF values. Figure 2 shows the effects of  
applying 5’S on no the reliability and availability of the pump  
maintenance in last system.  
MTTR= (SUM of downtime periods/ total number of repairs)  
(
2)  
Mean Time between Failures (MTBF)  
MTBF is calculated by divide the total operational time by  
the number of failures:  
MTBF= (SUM of operational time/total number of failures) (3)  
-
Availability of the module is the percentage of time when  
system is operational. Availability of a hardware/software  
module can be obtained by the formula given below.  
AV.=(MTBF) / (MTBF+MTTR)  
(4)  
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2020, Volume 8, Issue 4, Pages: 1345-1351  
Table 1 5S audit checklist [17]  
In this case if the answer on the question is yes it is a score of available items else it will not be considered, as an example in the above table the scores  
of question 2 is 2/2 because yes are in two items of just two available questions.  
Table 2: Selection of Parts  
Are all items stored in the area, in Score 3/4  
a designated location & either  
Available /NA  
Available  
labeled or marked?  
Yes  
No  
Not Available  
Pump  
X
-
-
-
X
X
-
-
X
-
-
X
-
X
-
X
X
-
X
-
X
-
-
Tank Sand filtering part  
Filtered water pump part  
Pump/osmosis high pressure part  
Inverse osmosis filter part  
Micro filters stand part  
-
Table 2: Data collected  
Before applying 5’S  
After Applying 5’S  
Equipment  
Pump  
MTTR (h)  
364  
0
57  
19  
620  
29  
MTBF(h)  
1314  
100000  
1179  
1847  
2856  
MTTR (h)  
354  
0
55  
18  
603  
28  
MTBF(h)  
1324  
100000  
1181  
1848  
2873  
Tank Sand filtering  
Filtered water pump  
Pump/osmosis high pressure  
Inverse osmosis filter  
Micro filters stand  
3446  
3447  
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2020, Volume 8, Issue 4, Pages: 1345-1351  
Table 3 the results of calculating reliability and availability of the last data for t=1000 hrs  
Before applying 5’S  
Reliability  
0.467  
After Applying 5’S  
Availability Reliability  
Equipment  
Availability  
78.3%  
Pump  
%78.9  
0.469  
Tank Sand filtering  
Filtered water pump  
Pump/osmosis high pressure  
Inverse osmosis filter  
Micro filters stand  
100%  
0.990  
0.428  
0.5819  
0.7045  
100%  
0.990  
95.38%  
98.98%  
82.16%  
99.165%  
95.55%  
99.03%  
82.65%  
99.194%  
0.4288  
0.5821  
0.7061  
0.7482  
0.7481  
Ethical issue  
Authors are aware of, and comply with, best practice in  
publication ethics specifically with regard to authorship  
Effect of applying 5'S on Av. and Rel. in  
maintenance  
(avoidance of guest authorship), dual submission, manipulation  
of figures, competing interests and compliance with policies on  
research ethics. Authors adhere to publication requirements  
that submitted work is original and has not been published  
elsewhere in any language.  
1
0
Competing interests  
The authors declare that there is no conflict of interest that  
would prejudice the impartiality of this scientific work.  
Authors’ contribution  
All authors of this study have a complete contribution for  
data collection, data analyses and manuscript writing.  
.00% 20.00% 40.00% 60.00% 80.00% 100.00%  
REL.After5'S  
Av. After 5'S  
REL. Before 5'S  
Av. Before 5'S  
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